Overview
This role is for a Banking & Financial Regulatory Counsel on the Financial Institutions team. The position focuses on regulatory compliance, capital management, and complex lending transactions.
Responsibilities
- Draft, review, and negotiate loan documentation, credit agreements, security documents, and intercreditor agreements related to syndicated loans and secured lending arrangements.
- Provide legal guidance on Basel III capital management requirements, AML/KYC compliance obligations, and OCC regulatory matters.
- Coordinate with internal stakeholders, compliance teams, risk management, and external counsel on lending transactions, regulatory initiatives, and interbank transactions.
- Manage regulatory, transactional, and compliance-related legal issues for clients in the banking and financial services sector.
- Monitor evolving banking regulations, capital adequacy standards, and financial crime compliance requirements to provide proactive, strategic counsel.
Requirements
- 5+ years of experience in commercial banking, financial regulation, or lending transactions.
- Strong knowledge of Basel III requirements, AML/KYC frameworks, OCC regulations, and interbank transaction structures.
- Proven experience advising on syndicated loans, secured lending arrangements, and regulatory compliance initiatives.
- Excellent communication, negotiation, technology, and problem-solving skills.
- Juris Doctor (JD) degree and licensed to practice law in an applicable jurisdiction.
Preferred Qualifications
- Experience with trade finance, receivables, payables, and supply chain or inventory financing.
- Familiarity with working with bank regulators, including supporting regulatory examinations or remediation efforts.
Compensation & Benefits
- Estimated total compensation (full-time attorney roles): $104,500–$325,000 per year.
- Estimated total compensation (non-attorney roles): $71,250–$309,750 per year.
- Compensation decisions are based on experience, skills, certifications, location, and business needs.
- Additional benefits may include health, dental, and vision insurance; paid holidays and PTO; flexible work arrangements; and professional development opportunities and tools.
Location
Not specified. Employment may require legal authorization to work in the applicable jurisdiction.