Senior Associate General Counsel - Ascensus

Overview

A Senior Associate General Counsel position is available to support multiple business lines with a primary focus on retirement plans. This role involves providing legal counsel on asset management and federal securities laws.

Responsibilities

• Serve as primary legal counsel on matters related to asset management and federal securities laws
• Advise on disclosure, regulatory, compliance, and enforcement issues under SEC rules and FINRA regulations
• Handle enforcement matters and dispute resolution for firms and individual investors
• Apply sound legal and business judgment in all matters

Employment Details

• Full-time, exempt position
• Remote, nationwide

Location

Remote, United States nationwide