Overview
An established B2B insights organization is seeking an experienced and strategic Director of Legal & Compliance to lead and scale its Legal and Compliance functions. This senior leadership role reports directly to the CFO and involves building the strategic roadmap for both departments, managing day-to-day legal operations, overseeing compliance programs, and driving cross-functional initiatives to support continued growth.
Responsibilities
Leadership & Strategy
- Develop and execute a strategic roadmap for Legal and Compliance teams aligned with business objectives and CFO priorities.
- Manage and mentor a team of 3–4 professionals (2+ in Compliance, 1–2 in Legal), including goal-setting and performance management.
- Advise CFO and senior leadership on legal, regulatory, and compliance risks and opportunities.
- Promote a culture of compliance, integrity, and continuous improvement across the organization.
Legal Operations & Contract Management
- Maintain and improve legal procedures for client onboarding and contract lifecycle management, including MSAs, NDAs, DPAs, SOWs, order forms, and amendments.
- Own and optimize the contract lifecycle management platform workflows, including playbooks, templates, approval paths, and reporting.
- Conduct legal reviews of client onboarding workflows and contracts, ensuring consistent risk positions on key provisions such as indemnity, liability caps, IP, confidentiality, data security, and governing law.
- Identify and escalate non-standard or high-risk contract terms to external counsel or senior leadership with clear recommendations.
- Support legal operations and strategic initiatives including vendor agreements, corporate governance, employment law, and IP protection.
Compliance Program Management
- Oversee and enhance compliance operations, including MNPI/insider-trading controls, expert network compliance guidelines, and data protection/privacy policies.
- Implement and continuously improve compliance processes, tools, and controls.
- Review surveys, interview guides, and research deliverables for compliance risks, including MNPI and financial compliance issues.
- Prepare and present compliance reports to senior management and maintain documentation of compliance activities, audits, and risk assessments.
- Monitor regulatory developments affecting B2B research and market research industries and update policies accordingly.
Cross-Functional Collaboration
- Collaborate with Sales, Client Delivery, Finance, Marketing, Product, and Engineering teams to operationalize contractual obligations, data protection commitments, and compliance requirements.
- Align contract language and compliance procedures with privacy frameworks such as SOC 2, GDPR, and related standards.
- Develop internal guides, training materials, and communication channels to educate non-legal teams on involving Legal & Compliance.
- Communicate with clients and their legal teams on contractual and compliance matters throughout engagements.
Requirements
- Minimum 7 years of progressive experience in legal, compliance, or combined legal & compliance roles, including at least 2 years in people management.
- Strong expertise in commercial contract review and negotiation (MSAs, NDAs, DPAs, SOWs).
- Proven experience building and managing compliance programs, including policy development, risk assessment, and regulatory monitoring.
- Excellent knowledge of data protection and privacy regulations (GDPR, SOC 2, CCPA) applicable to B2B research and data-intensive businesses.
- Proficiency in Intellectual Property frameworks, especially related to proprietary methodologies and licensing in data-intensive/SaaS environments.
- Demonstrated ability to build scalable legal and compliance processes in high-growth settings.
- Outstanding written and verbal communication skills, capable of translating complex legal and regulatory issues into actionable business guidance.
- Highly organized, process-driven, results-oriented, with strong project management skills.
- Ability to work under pressure, manage competing priorities, and make independent sound judgments.
- Bachelor’s degree required; JD, LLM, or equivalent advanced legal qualification preferred.
- Experience using AI tools to enhance productivity and improve processes is a plus.
Preferred Qualifications
- Experience in market research, expert network, B2B SaaS, or consulting industries.
- Familiarity with MNPI/insider-trading compliance frameworks and financial services regulations.
- Hands-on experience with Salesforce, Ironclad, or similar contract lifecycle management platforms.
- Paralegal certification, CCEP (Certified Compliance & Ethics Professional), or similar credentials.
- Proficiency with Google Workspace, Excel, and modern legal/compliance technology tools.
Compensation & Benefits
- Competitive base salary ranging from $170,000 to $180,000.
- Annual performance bonus and employee equity program.
- Career advancement and development opportunities in a high-growth environment.
- Comprehensive medical, dental, and vision coverage for employees and dependents.
- 401(k) plan with immediate vesting match.
- Health savings/flexible spending accounts, life insurance, and pre-tax commuter benefits.
- Paid time off including vacation, holidays, sick leave, and parental leave.
Location
This role is open to candidates who meet the specified eligibility and work authorization requirements.