Legal Advisor

Overview

The organization is seeking an experienced Legal Domain Expert – Securities Law (U.S.) to support advanced AI evaluation, legal research, and regulatory analysis projects.

Responsibilities

• Conduct U.S. securities law and regulatory research
• Analyze SEC regulations, FINRA rules, and enforcement materials
• Evaluate AI-generated legal responses for factual and legal accuracy
• Verify citations and identify unsupported or incorrect regulatory claims
• Research securities compliance and broker-dealer requirements
• Provide detailed feedback to AI research and factuality teams

Requirements

• 3+ years of relevant Securities Law / Regulatory / Compliance experience
• Strong expertise in U.S. Federal Securities Law
• Knowledge of SEC regulations & enforcement
• Experience with FINRA compliance and FINRA Rule 3270
• Familiarity with Forms U4/U5 and BrokerCheck
• Strong understanding of broker-dealer and financial-services regulations
• Excellent legal research, regulatory interpretation, drafting, and citation verification skills
• Active or previous U.S. Bar admission preferred

Compensation & Benefits

• Not specified

Location

• Remote

Engagement

• Ongoing / Project-Based
• Workload: Flexible, based on task volume

Hiring Timeline

• Immediate