Overview
This role involves serving as a Paralegal within the Legal Department of a rapidly growing financial market organization specializing in prediction markets. The position supports legal and compliance teams by managing regulatory filings, documentation, and project coordination related to CFTC-regulated activities.
Responsibilities
Regulatory and Legal Support
- Draft, edit, and coordinate initial drafts of CFTC filings for Designated Contract Market (DCM) and Derivatives Clearing Organization (DCO) entities, including rule submissions, notifications, and periodic reports.
- Maintain calendars and project trackers for CFTC filings and responses.
- Manage legal administrative tasks such as maintaining the Rulebook, tracking amendments, and ensuring version control.
- Research and summarize relevant CFTC rules, no-action letters, and guidance applicable to operations.
Project Management
- Develop project plans, timelines, and status reports for Legal and Compliance initiatives.
- Track deliverables and follow up with stakeholders across teams to ensure timely execution.
- Manage document repositories and templates for consistent use across teams.
- Support cross-functional working groups for regulatory submissions and governance reviews.
Compliance Collaboration
- Work closely with Compliance to cite Rulebook and Customer Agreement provisions in responses to customer complaints or inquiries.
- Assist in preparing internal documentation for regulatory audits, training programs, and policy updates.
- Maintain reference materials linking customer communications, rule citations, and procedural documents.
Presentation and Reporting
- Create and maintain decks, reports, and presentations for Legal and Compliance leadership.
- Support preparation of materials for regulatory meetings, internal briefings, and external stakeholders.
- Assist with visual formatting and consistency across team deliverables.
Requirements
- Bachelor’s degree required; Paralegal certification or J.D. coursework preferred.
- 3–5 years of experience as a paralegal or legal operations professional in a regulated financial, fintech, or exchange environment.
- Familiarity with CFTC regulations, DCM/DCO filings, or similar regulatory frameworks strongly preferred.
- Exceptional organizational, writing, and project management skills.
- Strong proficiency in Google Workspace or Microsoft Office, including deck creation.
- Ability to work cross-functionally in a fast-paced, high-compliance environment.
- Collaborative, proactive, and detail-oriented mindset.
Compensation & Benefits
- Competitive compensation and benefits package.
- Opportunity to work directly with experienced attorneys and compliance professionals shaping U.S. regulatory innovation.
- Hands-on exposure to market regulation, clearing operations, and product compliance.
Location
Not specified.