Overview
A leading organization in the Finance & Insurance sector is seeking an Assistant General Counsel Corporate to provide business-aligned legal guidance focused on governance, compliance, and operational risk management. This role involves partnering with leaders, compliance stakeholders, and cross-functional teams to translate complex legal issues into practical recommendations. The position supports responsible execution, improved decision-making, and sustainable growth within a regulated financial services environment.
Responsibilities
- Lead the quarterly and annual SEC reporting cycle in collaboration with finance and disclosure committees
- Draft and coordinate the annual proxy statement and shareholder meeting materials
- Prepare and review Form 8-K filings for material events
- Oversee executive officer and director Section 16 reporting obligations
- Manage corporate governance processes including director questionnaires and assessments
Requirements
- J.D. degree with active membership in a U.S. state bar (California or New York preferred)
- 10-15 years of legal experience focused on public company securities and corporate governance
- Hands-on experience drafting SEC filings, including proxy statements and Forms 10-K
- Experience supporting public company boards and committees with meeting materials and minutes
- Strong knowledge of insider trading rules and Section 16 compliance
Preferred Skills and Experience
- SEC reporting and corporate governance expertise
- Familiarity with Section 16 compliance, Forms 10-K, 10-Q, and 8-K
- Knowledge of Rule 10b5-1 plans
- Experience with Diligent Boards and proxy advisory firms such as ISS and Glass Lewis
- Understanding of Delaware corporate law and securities law
- Proficiency with corporate law databases and board management software
- Experience with communication platforms for remote collaboration
Compensation and Benefits
- Annual salary range: $239,200 – $326,200
- Multiple health insurance options
- Flexible time off with a "take what you need" policy
- Retirement savings program with company contributions
- Equity participation and Employee Stock Purchase Program
- Parental leave up to 20 weeks and family-forming benefits
Location
- Remote position
- Candidates must be based in the United States
- No visa sponsorship available