Regulatory Paralegal

Overview

This role involves supporting the Legal team in managing regulatory filings, maintaining documentation, and ensuring ongoing compliance with financial regulations. The position is essential for facilitating efficient, accurate, and timely adherence to evolving regulatory requirements.

Responsibilities

• Prepare, review, and submit regulatory filings and reports
• Coordinate subpoena responses and related documentation
• Maintain organized records of regulatory correspondence and obligations
• Track deadlines to ensure timely completion of compliance tasks
• Support audits, examinations, and regulatory inquiries
• Collaborate with legal, compliance, and business teams to gather information and resolve issues

Requirements

• Experience supporting regulatory filings, audits, or compliance programs
• Strong organizational and project management skills
• Excellent written and verbal communication abilities
• Proficiency with document management and productivity tools
• Ability to work cross-functionally and manage multiple priorities
• Interest in or experience using AI tools in daily workflows

Compensation & Benefits

• Salary range: $87,000 - $99,450

Location

Information about the job location was not provided.