Overview
The organization is seeking a Sr. Counsel, Compliance & Investigations to promote a strong culture of compliance and ethics. This role owns and improves the internal compliance investigations program, conducts sensitive and confidential investigations, and leads compliance investigations initiatives globally. You will manage a portfolio of investigations-related work, including the design, implementation, and maintenance of policies, systems, reports, metrics, and other controls.
Responsibilities
- Own the end-to-end compliance investigations process, including conducting and managing all aspects of the compliance investigations program
- Partner with compliance team members and cross-functional stakeholders including Employment Legal, Human Resources, Finance, and Security
- Advise on and recommend investigation outcomes; perform root cause analysis and recommend improvements and/or remedial actions
- Promote investigation best practices by maintaining program materials, mentoring and overseeing junior or contract investigators as needed, and identifying and implementing appropriate use cases for technology and AI
- Identify trends and themes, including root causes and disciplinary results, to help drive fairness in program application and outcomes
- Provide updates on investigations, trends, and learnings to internal stakeholders, including senior management, compliance leadership, and the Board of Directors, as appropriate
- Help embed “speak up” values into corporate culture while ensuring compliance with evolving global whistleblower laws and regulations
- Engage stakeholders on compliance and disclosure matters, including responding to requests for information, assisting in audit responses, and supporting responses to law enforcement inquiries, subpoenas, and external investigations
- Provide counsel on legal and regulatory issues arising from investigation matters and related compliance topics (e.g., conflicts of interest, third party due diligence, audits)
Requirements
- Juris Doctorate from an accredited U.S. law school
- Experience at a top law firm and/or in-house legal and compliance department
- 7 or more years of experience conducting complex and sensitive investigations
- Must be admitted to the bar of at least one state with ability to provide legal services from state of residence
- Excellent analytical skills
- Strong verbal and written communication skills
- Ability to collaborate effectively with cross-functional and cross-business teams at all levels
- Ability to work in a fast-paced environment, prioritize and manage a high-volume workload independently with minimal supervision
- Flexibility to adjust working hours as needed to support business needs
Preferred Qualifications
- Minimum of 3 years experience in employment law
- Experience providing legal counsel on a wide range of compliance issues, including conflicts of interest, third party audits, and incident management
- Experience building compliance programs and driving change management
- Strong understanding of the elements of an effective compliance program for a publicly-traded, global company
- Superior teamwork skills, including building rapport with multiple internal and external constituencies
- Self-starter with ownership mindset; ability to work independently and collaboratively
Compensation & Benefits
- Base salary range: $158,765—$326,870 USD
- Equity eligibility
- Final salary based on location, travel, relevant prior experience, and particular skills and expertise
Location
- US based applicants only
- This position is not eligible for relocation assistance.
- In-office requirement: in the office for in-person collaboration approximately 1–3 times per year.
- Role can be situated anywhere in the country.